Financial Services Compliance Manager Position Available In Fulton, Georgia
Tallo's Job Summary: Facilitate third-party compliance programs, identify risks, and support business growth by selling additional services. Act as liaison between management and clients, develop compliance policies and procedures, and provide ongoing support. Requirements include a bachelor's degree, 10 years of regulatory compliance experience, and knowledge of consumer laws. Full-time role with a salary range of $85,000.00 to $100,000.00 per year, with benefits and remote work option.
Job Description
Financial Services Compliance Manager Learn2Comply Atlanta, GA • Remote Role and Responsibilities Facilitate the company’s third party compliance programs in accordance with UDAAP, ECOA, FACTA, FCRA, CAN-SPAM, and other lending regulations. Assists in identifying risk associated with third party policies and procedures. Assists in growing the business by selling additional services to clients and by developing new business markets.
Core responsibilities include:
Acts as a liaison between Learn2Comply (L2C) management and clients. Support the development and implementation and compliance policies with each managed client Support the development and implementation of compliance procedures with each managed client Support the development and implementation of a Client’s Compliance Management Program with ongoing maintenance as needed Provide ongoing support and guidance as it relates to new regulations and best practices to L2C management and Clients Prepare reports and written summaries as requested by L2C management and Clients for Monthly and Quarterly reporting Convey audit observations and assist in client remediation as necessary Performs the compliance function both onsite and offsite for various clients through the L2C “fractional staffing” offering Product management for KMS product offered by L2C Upsell clients on various company product offerings Perform compliance duties and other services on behalf of L2C affiliates Qualifications and Education Requirements A qualified candidate must have a bachelor’s degree in business administration and a minimum of ten years of experience in regulatory compliance. A minimum of 5 years of experience in a leadership role in the audit and compliance areas is required. Proven ability to perform in a dynamic client environment while working with multiple stakeholders. Preferred Skills Knowledge and understanding of State and Federal Consumer Laws, Regulations, and best practices. Familiar with short term lending or consumer lending as well as call center operations Ability to perform reviews and to prepare policy manuals and compliance review procedures Ability to train on policies and procedures Ability to develop new business and pursue new industry opportunities Good computer and communication skills Some supervisory experience Additional Notes Travel will be required approximately 10 to 15% of the time.
Job Type:
Full-time Pay:
$85,000.00 – $100,000.00 per year
Benefits:
401(k) 401(k) matching Dental insurance Flexible schedule Flexible spending account Health insurance Life insurance Paid time off Vision insurance
Schedule:
8 hour shift Monday to
Friday Experience:
financial compliance: 1 year (Preferred)
Location:
Atlanta, GA (Preferred)
Work Location:
Remote