Licensed Invest Support Specialist I Position Available In Lee, Florida

Job Description:

GENERAL FUNCTION

The Licensed InvestmentSupport Specialist I provides office management support forregistered securities representatives (e.g., Investment Executivesor Wealth Management Advisors).

ESSENTIAL DUTIES AND RESPONSIBILITIES

.Provide daily administrative support to designated registeredrepresentatives, and existing and potential clients. .Provide guidance to the banking center partners asrequested. .Process and follow-up operations duties linked to new/existingaccounts, risk management, marketing support, order entryetc. .Perform account maintenance including opening new accounts, moneytransfer requests, executing orders, address changes,etc. .Ensure that all assigned trading transactions are executed in atimely and accurate manner, and that all documentation ismaintained to standards .Maintain close contact with clients in order to ensure that theyare informed about industry changes while providing the opportunityfor additional products and services. .Educate and coach business partners on current market conditions,products, compliance and operational duties. .Support multiple registered securities representatives orrepresentatives with very large books of business. .Handle various administrative functions for the registeredsecurities representatives including but not limited to executingtrades. .Ensure that all trading activity complies with federal andinternal compliance regulations and guidelines. .Work closely with Banking Center or Private Bank partners toidentify cross sell and referral opportunities. .Perform other projects or duties as assigned.

SUPERVISORY RESPONSIBILITIES

None.