KYC Onboarding Analyst Position Available In Seminole, Florida
Tallo's Job Summary: The KYC Onboarding Analyst role requires candidates to have FINRA Series 7 & 24 licenses to onboard banks' broker dealer clients. Prior KYC experience is less critical compared to the license requirement. Responsibilities include analyzing AML and KYC schemes, conducting investigations, and ensuring work meets program standards efficiently. Team collaboration and assisting with additional tasks are also key aspects of the role.
Job Description
Summary (Hybrid Work Schedule):
MUST HAVE FINRA
Series 7 & 24 licenses. The clients they will be onboarding/opening/gathering info from are the banks’ broker dealer clients hence the FINRA licenses requirement. So coming from a KYC bkgrd is less important compared to the licenses requirement. They can teach how to onboard and open client accounts. Any type of operations job history will suffice because that will be the environment they’ll be working in.
Principal Responsibilities:
- Perform intermediate to complex analysis that requires knowledge of Anti-Money Laundering (AML) and Know Your Customer (KYC) schemes.
- Conduct complex alert and case investigations and perform Enhanced Due Diligence (EDD).
- Ensure work adheres to defined engagement policies and procedures
- Produce quality work within program standards.
- Manage work efficiently to meet production goals and project deliverables.
- Work collaboratively in a team environment.
- Assist with other responsibilities as needed, such as file assignments, and request for information tracking and routing.
- May assist in performing quality assurance on Analyst I work product.
