Supervision Analysts Position Available In Mecklenburg, North Carolina
Tallo's Job Summary: Financial Support Professionals are sought to provide top-tier customer service in a Supervision Analyst role. Responsibilities include assisting with technology walk-throughs, answering questions about industry regulations, and aiding in registration and licensing processes. Ideal candidates excel in collaborative environments, prioritize client satisfaction, and possess Series 7 and FINRA expertise.
Job Description
Financial Support Professionals provide superior customer service as the first line of contact for Supervision technology walk throughs, questions regarding industry rules and regulations and continuing education, requirements and processes for registration and licensing. What are we looking for? We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement. Will work directly with advisors on compliance, registration, and FINRA licensing requirements. Skills series 7, finra Top Skills Details series 7,finra
