Risk and Control Advisor, Advice & Wealth Management Position Available In Mecklenburg, North Carolina
Tallo's Job Summary: Join Vanguard's Risk, Control and Governance department as a Risk and Control Advisor for Advice & Wealth Management. This role in Charlotte, NC, Scottsdale, AZ, or Malvern, PA, involves developing solutions, conducting analysis, and ensuring effective risk management, processes, and controls. Vanguard is seeking a skilled individual to support the business now and in the future.
Job Description
Risk and Control Advisor, Advice & Wealth Management
Location(s)
Charlotte, NC, US
.
Scottsdale, AZ, US
.
Malvern, PA, US
Work model
Hybrid
Date posted
05/16/2025
Job requisition
167906 Job description
Benefits and rewards
Join Vanguard’s new Risk, Control and Governance department as a highly skilled and motivated Risk and Control Advisor to the Advice and Wealth Management (AWM) Division. This role will play a critical part in building a successful AWM business by developing solutions to business problems and conducting analysis to help management proactively address situations that could impact the firm or investors. This role will be critical in ensuring AWM has effective risk management, high-performing processes and controls, management oversight, and resilient operations. This role will also be instrumental in developing and implementing a divisional framework to support good governance and a sustainable risk and control environment to support the business of today and the future.
Responsibilities:
Risk Management:
Identify and analyze risks, determine risk tolerance and develop corresponding risk management
Our commitment to equal employment opportunity
Vanguard is an equal opportunity employer. Vanguard is committed to providing all crew members a working environment that is free from discrimination, prejudice and bias. Through this Equal Employment Opportunity (EEO) Policy, Vanguard reaffirms its commitment to equal employment opportunity for all applicants and crew members without regard to race, color, national origin or ancestry, religion, gender, sex, sexual orientation, gender identity or expression, age, disability, marital status, veteran or military status. In addition, Vanguard prohibits discrimination based on genetic information, as well as any other characteristic protected by federal, state or local law.
Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and certain state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on Vanguard. Please inform careers@vanguard.com if you need assistance completing this application or to otherwise participate in the application process.
