Senior Trader – Securities Position Available In Miami-Dade, Florida
Tallo's Job Summary: Exciting opportunity to join an establish broker-dealer in Miami as a Senior Trader for securities and related investment products. Responsibilities include executing trades, providing training on electronic platforms, and ensuring compliance with FINRA/SEC regulations. Minimum 4 years' trade desk experience and bilingual (English/Spanish) proficiency required. Active Series 7 certification and proficiency with Bloomberg and NetX360 are a plus.
Job Description
Exciting opportunity to join an establish broker-dealer here in Miami. This role will oversee trading for securities and related investment products.
Strong opportunities for career growth:
Key Responsibilities Being logged into a phone queue answering questions received from advisors and their clients Executing mutual fund, equity, option, unit investment trust trades Answering questions and providing training via phone and e-mail on our various proprietary electronic trading platforms Troubleshooting problems and identifying trade system issues Being able to follow Trade Desk and
FINRA/SEC
procedures and regulations Core Strengths and Skills Minimum 4 years’ experience working on a Trade Desk Bilingual (English/Spanish) Active Series 7 Good listening/communication skills Good to Expert with Bloomberg, NetX360
