Regulatory and Securities Enforcement Associate Position Available In New York, New York

Tallo's Job Summary: This job listing in New York - NY has been recently added. Tallo will add a summary here for this job shortly.

Company:
Unclassified
Salary:
$320000
JobFull-timeOnsite

Job Description

Regulatory and Securities Enforcement Associate TargetSkill Technologies OU (EachHire.com) New York, NY Job Details Full-time $260,000 – $380,000 a year 21 hours ago Benefits Health savings account Relocation assistance Health insurance Dental insurance 401(k) Flexible spending account Paid time off Parental leave Vision insurance 401(k) matching Professional development assistance Life insurance Retirement plan Qualifications Law Doctoral degree Writing skills Research Mid-level 3 years Doctor of Law Analysis skills Securities law Law office

Full Job Description Regulatory/Securities Enforcement Associate Location:

New York and Washington, D.C.

Practice Area:

SEC Enforcement / Regulatory Counseling Overview A nationally recognized law firm is seeking a Securities Enforcement Associate to join its Financial Services & Securities Enforcement Department in the New York office. This is an opportunity to join a premier team handling high-stakes regulatory and enforcement matters across the financial services industry. About the Practice The Securities Enforcement & Regulatory Counseling Practice Group is a leader in defending clients in matters involving the

SEC , FINRA , DOJ , CFTC

, and state securities regulators . The team represents broker-dealers, investment advisers, hedge funds, public companies, and financial professionals in investigations, enforcement actions, and compliance counseling.

This group is known for:

Defending clients in parallel civil, criminal, and administrative investigations Advising on emerging regulatory risks and enforcement trends Supporting firms in navigating FINRA and SEC rules, exams, and remediation The practice has a strong national and international footprint, with a track record of favorable resolutions and precedent-setting outcomes. About the Firm Founded in 1834 and home to over 1,000 attorneys, the firm is known for its top-tier litigation, regulatory, and white-collar defense capabilities. With a deep bench across financial services, it delivers strategic counsel that blends legal, business, and reputational considerations.

Attorneys benefit from:

Competitive Cravath-scale compensation and bonuses Hybrid remote/in-office flexibility Billable credit for pro bono work National platform with cross-office collaboration Long-term development opportunities within a collegial and high-performing environment

Salary Range:

$260,000 – $380,000+, commensurate with experience. What Associates Say Vault and Chambers recognize the securities group for its “exceptional depth in financial investigations” and “commitment to mentoring and associate development.” One associate shared: “You’re not just behind the scenes—you’re involved with strategy, regulator interactions, and direct client work from early on.” Associates highlight the balance of intense regulatory work with strong internal support and flexibility. Qualifications J.D. from an accredited law school with excellent academic credentials 3-6 years of experience in government investigations, regulatory enforcement, or compliance counseling Prior experience in a first-tier law firm required Former experience with regulatory agencies (SEC, FINRA, DOJ, etc.) or judicial clerkships is highly valued Exceptional writing, research, and analytical skills Admission to the New York Bar is required

Job Type:
Full-time Pay:

$260,000.00 – $380,000.00 per year

Benefits:

401(k) 401(k) matching Dental insurance Flexible spending account Health insurance Health savings account Life insurance Paid time off Parental leave Professional development assistance Relocation assistance Retirement plan Vision insurance

Schedule:

Monday to

Friday Work Location:

In person

Other jobs in New York

Other jobs in New York

Start charting your path today.

Connect with real educational and career-related opportunities.

Get Started