Ally Invest Fraud Investigator Position Available In Mecklenburg, North Carolina

Ally Invest Fraud Investigator . Deposits Operations
Country
United States
Work Location(s)
12850 W Gran Bay Pkwy, FL, 2911 Lake Vista Drive, TX, 601 S. Tryon Street, NC
Remote?
No
Ref #
19740
Posted Date
05-22-25
Working time
Full time Ally Financial only succeeds when its people do – and that’s more than some cliché people put on job postings. We live this stuff! We see our people as, well, people – with interests, families, friends, dreams, and causes that are all important to them. Our focus is on the health and safety of our teammates as well as work-life balance and diversity and inclusion. From generous benefits to a variety of employee resource groups, we strive to build paths that encourage employees to stretch themselves professionally. We want to help you grow, develop, and learn new things. You’re constantly evolving, so shouldn’t your opportunities be, too?

Work Schedule:

 Ally designates roles as (1) fully on-site, (2) hybrid, or (3) fully remote. Hybrid roles are generally expected to be in the office a certain number of days per week as indicated by your manager. Your hiring manager will discuss this role’s specific work requirements with you during the hiring process. All work requirements are subject to change at any time based on leader discretion and/or business need.
The Opportunity The Ally Invest Fraud Investigator works with the various teams within operations to investigate and deter fraud against Ally Invest. This role requires the ability to conduct in-depth research of complex situations and provide clear documentation of all findings. Direct interaction with internal clients, external providers, regulators and internal support staff will be a part of the candidate’s everyday routine. Exceptional customer service, relationship building, communication and writing skills along with analytical acumen are essential in this role. A continuous improvement mindset is also a critical part of this role. The Work Itself
Utilize sound judgement and knowledge of financial investigative tools/techniques to establish an investigate plan and conduct investigations
by gathering facts and evidence, performing research and analysis and documenting findings. Investigations involve handling all aspects of the investigation and normally require detailed analysis and research to resolve issues.
Initiate correspondence to customers and other financial institutions to facilitate investigation and recover funds.
Perform a series of reviews (including detailed link analysis) utilizing various tools and reports to identify potentially fraudulent activities on new/existing Ally Invest accounts.
Provide requested information to regulatory agencies (FINRA, SEC, Etc.) and internal/external auditors, as needed.
Responsible for reviewing large data sets to discover transaction patterns and filter for targeted information using traditional as well as predictive/advanced analytic methodologies.
Provide feedback and maintenance of adequate documentation to support governance for fraud.
Maintain current knowledge and awareness of investigative fraud techniques, privacy laws, broker-dealer regulations, and investigation handling policy and procedures.
Identify opportunities to improve fraud prevention and detection strategies.
The Skills You Bring
1+ year of experience in a brokerage or investment firm required
Strong understanding of trading and trading concepts highly preferred
FINRA Series

SIE, 7 & 63

required
FINRA Series 24 preferred
Experience with regulatory filing procedures and awareness of BSA as it aligns to investments preferred Certifications in area of specialization preferred (CFE, CISSP, CAMS, CRCM)
How We’ll Have Your Back Ally’s compensation program offers market-competitive base pay and pay-for-performance incentives (bonuses) based on achieving personal and company goals. Our Total Rewards program includes industry-leading compensation and benefits plus additional incentives that are designed to meet your needs and those of your family so you can get the most out of your career and your life, including:

Time Away:

 Program starts at 20 paid time off days in addition to 11 paid holidays and 8 hours of volunteer time off yearly (time off days are prorated based on start date and program varies based on full or part-time status and management level).
Planning for the

Future:

 plan for the near and long term with an industry-leading 401K retirement savings plan with matching and company contributions, student loan pay downs and 529 educational save up assistance programs, tuition reimbursement, employee stock purchase plan, and financial learning center and financial coach access.
Supporting your

Health & Well-being:

 flexible health and insurance options including medical, dental and vision, employee, spouse and child life insurance, short- and long-term disability, pre-tax Health Savings Account with employer contributions, Healthcare FSA, critical illness, accident & hospital indemnity insurance, and a total well-being program that helps you and your family stay on track physically, socially, emotionally, and financially.
Building a

Family:

 adoption, surrogacy and fertility assistance as well as paid parental and caregiver leave, Dependent Day Care FSA back-up child and adult/elder care days and childcare discounts.

Work-Life Integration:

 other benefits including Mentally Fit Employee Assistance Program, subsidized and discounted Weight Watchers® program and other employee discount programs.
Other compensations: depending on the role for which you are considered, you may be eligible for travel allowances, relocation assistance, a signing bonus and/or equity.