Advisor, Social Media Supervision Position Available In Pinellas, Florida

Advisor, Social Media Supervision Raymond James Financial, Inc. – 3.7 Saint Petersburg, FL Job Details $26.77 – $35.69 an hour 3 hours ago Benefits Health insurance Dental insurance 401(k) Vision insurance Qualifications 5 years Series 66 Series 7 Supervising experience Bachelor’s degree Securities Industry Essentials Series 24 Securities law Financial services Series 65 Senior level Bachelor of Arts Series 63 Full Job Description Essential Duties and Responsibilities Conducts compliance review of social media communications using various reports and systems. Pro-actively ensures compliance with applicable industry rules (i.e. State, FINRA & SEC) and platform policies and procedures as they apply to social media communication review. Communicates with associates to inform them of any social media supervisory concerns and resolves any disputes that may arise. Monitors and keeps up-to-date with securities/advisory regulations and applies them accordingly. Interprets, applies and recommends changes to organizational policies and procedures. Consults independently with branch managers and recommends actions to ensure compliance with existing rules and regulations as well as prevent potential liability. Identifies trends and assists with implementing corrective action as necessary. Proposes and/or assists with establishing control mechanisms and other improvement initiatives. Assists in researching supervision issues. Performs other duties and responsibilities as assigned. Knowledge, Skills, and Abilities Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC) sufficient to perform the functions of this job. Company’s working structure, policies, mission, and strategies. General office practices, procedures, and methods. Concepts, practices and procedures of securities industry and/or banking compliance, including suitability and other compliance issues involved with retail activity. Understand and apply regulatory and policy requirements when conducting reviews. Organize, prioritize, manage, and track multiple detailed tasks and assignments, including those delegated, to complete work efficiently. Independently manage and complete multiple projects and tasks; work independently with minimal direct supervision. Use appropriate interpersonal skills and communicate effectively and professionally, both orally and in writing, with all organizational levels. Work effectively with Financial Advisors and enforce company policies and procedures as necessary. Establish and communicate clear directions and priorities. Provide a high level of customer service.

Principles of banking, finance, and securities industry operations Understand and apply regulatory and policy requirements when conducting reviews. Organize, prioritize, manage, and track multiple detailed tasks and assignments, including those delegated, to complete work efficiently. Bachelor’s degree (B.A) in a related discipline and a minimum of five (5) years of experience in Supervision and/or the financial services industry. Appropriate series license(s) for assigned functional area preferred or the ability to obtain within an established timeframe. SIE required provided that an exemption or grandfathering cannot be applied. o Required to have a Series 7, 24 and 66 o Series 65 and 63 can be obtained instead of 66 This is the pay range that Magnit reasonably expects to pay for this position: $26.77/hour – $35.69/hour

Benefits:

Medical, Dental, Vision, 401K

QUALIFICATION/LICENSURE

Work Authorization :

Green Card, US Citizen, Other valid work visa Preferred years of experience : 5 years Travel required : No travel required Shift timings :